Nelson A. Locke, Esq.
Compliance Services USA
(800) 656 - 4584
Expert Witness Practice
Nelson A, Locke, Esq.

Subject Matter Expert regarding the Mortgage Industry and Federal Regulations in general.

High level knowledge of the intent and application of the SAFE ACT, the National Mortgage Licensing System, Dodd-Frank, the CFPB, TILA, RESPA, ECOA, FFLA, HOEPA, FACTA, FCRA, COOPA, Regulation Z, AML Money Laundering, GLB,  and Privacy Laws.

CFPB Compliance and Quality Control analysis and response.

Experienced with SOX and the SEC. Former public company CEO.

Former President of FAMP, the largest Mortgage Broker Association in America.

Experienced Author of Expert Witness Reports. Deposition savvy. Has testified in both Civil and Criminal Trials.

Concord Law School, Los Angeles
Juris Doctor (JD)
Law
Graduated in 2011.
Passed the CBX in 2013.

California State University, Dominguez Hills
Bachelor of Science (BS)
Humanities
Graduated in 1989.

United States Marine Corps Veteran

  • Principal Area is Compliance Consulting for the Mortgage Industry.
  • Mortgage Industry Expert Witness Nationwide
  • Federal Agency Audits - CFPB, HUD and FHA - Nationwide
  • Medical Marijuana Collective Consultation
  • Federal Tort Claims Act (FTCA) Nationwide
  • Negligence Claims against the Federal Government Nationwide 
  • Federal Firearms Act (NFA) Consultation
  • Government and Administrative Law

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